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+[role="xpack"]
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+[testenv="basic"]
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+[[index-lifecycle-error-handling]]
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+== Index Lifecycle Error Handling
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+
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+During Index Lifecycle Management's execution of the policy for an index, it's
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+possible for a step to encounter an error during its execution. When this
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+happens, ILM will move the management state into an "error" step. This halts
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+further execution of the policy and gives an administrator the chance to address
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+any issues with the policy, index, or cluster.
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+
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+An example will be helpful in illustrating this, imagine the following policy
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+has been created by a user:
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+
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+[source,js]
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+--------------------------------------------------
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+PUT _ilm/policy/shrink-the-index
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+{
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+ "policy": {
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+ "phases": {
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+ "warm": {
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+ "min_age": "5d",
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+ "actions": {
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+ "shrink": {
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+ "number_of_shards": 4
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+ }
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+ }
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+ }
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+ }
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+ }
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+}
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+--------------------------------------------------
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+// CONSOLE
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+// TEST
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+
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+This policy waits until the index is at least 5 days old, and then shrinks
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+the index to 4 shards.
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+
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+Now imagine that a user creates a new index "myindex" with two primary shards,
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+telling it to use the policy they have created:
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+
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+[source,js]
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+--------------------------------------------------
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+PUT /myindex
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+{
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+ "settings": {
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+ "index.number_of_shards": 2,
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+ "index.lifecycle.name": "shrink-the-index"
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+ }
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+}
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+--------------------------------------------------
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+// CONSOLE
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+// TEST[continued]
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+
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+After five days have passed, ILM will attempt to shrink this index from 2
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+shards to 4, which is invalid since the shrink action cannot increase the
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+number of shards. When this occurs, ILM will move this
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+index to the "error" step. Once an index is in this step, information about the
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+reason for the error can be retrieved from the <<ilm-explain-lifecycle,ILM Explain API>>:
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+
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+[source,js]
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+--------------------------------------------------
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+GET /myindex/_ilm/explain
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+--------------------------------------------------
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+// CONSOLE
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+// TEST[continued]
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+
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+Which returns the following information:
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+
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+[source,js]
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+--------------------------------------------------
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+{
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+ "indices" : {
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+ "myindex" : {
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+ "index" : "myindex",
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+ "managed" : true, <1>
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+ "policy" : "shrink-the-index", <2>
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+ "lifecycle_date_millis" : 1541717265865,
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+ "phase" : "warm", <3>
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+ "phase_time_millis" : 1541717272601,
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+ "action" : "shrink", <4>
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+ "action_time_millis" : 1541717272601,
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+ "step" : "ERROR", <5>
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+ "step_time_millis" : 1541717272688,
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+ "failed_step" : "shrink", <6>
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+ "step_info" : {
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+ "type" : "illegal_argument_exception", <7>
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+ "reason" : "the number of target shards [4] must be less that the number of source shards [2]" <8>
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+ },
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+ "phase_execution" : {
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+ "policy" : "shrink-the-index",
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+ "phase_definition" : { <9>
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+ "min_age" : "5d",
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+ "actions" : {
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+ "shrink" : {
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+ "number_of_shards" : 4
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+ }
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+ }
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+ },
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+ "version" : 1,
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+ "modified_date_in_millis" : 1541717264230
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+ }
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+ }
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+ }
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+}
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+--------------------------------------------------
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+// CONSOLE
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+// TESTRESPONSE[skip:no way to know if we will get this response immediately]
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+<1> this index is managed by ILM
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+<2> the policy in question, in this case, "shrink-the-index"
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+<3> what phase the index is currently in
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+<4> what action the index is currently on
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+<5> what step the index is currently on, in this case, because there is an error, the index is in the "ERROR" step
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+<6> the name of the step that failed to execute, in this case "shrink"
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+<7> the error class that occurred during this step
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+<8> the error message that occurred during the execution failure
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+<9> the definition of the phase (in this case, the "warm" phase) that the index is currently on
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+
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+The index here has been moved to the error step because the shrink definition in
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+the policy is using an incorrect number of shards. So rectifing that in the
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+policy entails updating the existing policy to use one instead of four for
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+the targeted number of shards.
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+
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+[source,js]
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+--------------------------------------------------
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+PUT _ilm/policy/shrink-the-index
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+{
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+ "policy": {
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+ "phases": {
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+ "warm": {
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+ "min_age": "5d",
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+ "actions": {
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+ "shrink": {
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+ "number_of_shards": 1
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+ }
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+ }
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+ }
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+ }
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+ }
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+}
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+--------------------------------------------------
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+// CONSOLE
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+// TEST[continued]
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+
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+=== Retrying failed index lifecycle management steps
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+
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+Once the underlying issue that caused an index to move to the error step has
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+been corrected, index lifecycle management must be told to retry the step to see
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+if it can progress further. This is accomplished by invoking the retry API
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+
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+[source,js]
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+--------------------------------------------------
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+POST /myindex/_ilm/retry
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+--------------------------------------------------
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+// CONSOLE
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+// TEST[skip:we can't be sure the index is ready to be retried at this point]
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+
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+Once this has been issue, index lifecycle management will asynchronously pick up
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+on the step that is in a failed state, attempting to re-run it. The
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+<<ilm-explain-lifecycle,ILM Explain API>> can again be used to monitor the status of
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+re-running the step.
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