elasticsearch/docs/reference/high-availability/backup-and-restore-security-config.asciidoc

[role="xpack"]
[testenv="basic"]
[[security-backup]]
=== Back up a cluster's security configuration
++++
<titleabbrev>Back up the security configuration</titleabbrev>
++++

Security configuration information resides in two places:
<<backup-security-file-based-configuration,files>> and
<<backup-security-index-configuration,indices>>.

[discrete]
[[backup-security-file-based-configuration]]
==== Back up file-based security configuration

{es} {security-features} are configured using the <<security-settings,
`xpack.security` namespace>> inside the `elasticsearch.yml` and
`elasticsearch.keystore` files. In addition there are several other
<<security-files, extra configuration files>> inside the same `ES_PATH_CONF`
directory. These files define roles and role mappings and configure the
<<file-realm,file realm>>. Some of the
settings specify file paths to security-sensitive data, such as TLS keys and
certificates for the HTTP client and inter-node communication and private key files for
<<ref-saml-settings, SAML>>, <<ref-oidc-settings, OIDC>> and the
<<ref-kerberos-settings, Kerberos>> realms. All these are also stored inside
`ES_PATH_CONF`; the path settings are relative.

IMPORTANT: The `elasticsearch.keystore`, TLS keys and SAML, OIDC, and Kerberos
realms private key files require confidentiality. This is crucial when files
are copied to the backup location, as this increases the surface for malicious
snooping.

To back up all this configuration you can use a <<backup-cluster-configuration,
conventional file-based backup>>, as described in the previous section.

[NOTE]
====

* File backups must run on every cluster node.
* File backups will store non-security configuration as well. Backing-up
only {security-features} configuration is not supported. A backup is a
point in time record of state of the complete configuration.

====

[discrete]
[[backup-security-index-configuration]]
==== Back up index-based security configuration

{es} {security-features} store system configuration data inside a
dedicated index. This index is named `.security-6` in the {es} 6.x versions and
`.security-7` in the 7.x releases. The `.security` alias always points to the
appropriate index. This index contains the data which is not available in
configuration files and *cannot* be reliably backed up using standard
filesystem tools. This data describes:

* the definition of users in the native realm (including hashed passwords)
* role definitions (defined via the <<security-api-put-role,create roles API>>)
* role mappings (defined via the
  <<security-api-put-role-mapping,create role mappings API>>)
* application privileges
* API keys

The `.security` index thus contains resources and definitions in addition to
configuration information. All of that information is required in a complete
{security-features} backup.

Use the <<modules-snapshots, standard {es} snapshot functionality>> to backup
`.security`, as you would for any <<backup-cluster-data, other data index>>.
For convenience, here are the complete steps:

. Create a repository that you can use to backup the `.security` index.
It is preferable to have a <<backup-security-repos, dedicated repository>> for
this special index. If you wish, you can also snapshot the system indices for other {stack} components to this repository. 
+
--
[source,console]
-----------------------------------
PUT /_snapshot/my_backup
{
  "type": "fs",
  "settings": {
    "location": "my_backup_location"
  }
}
-----------------------------------

The user calling this API must have the elevated `manage` cluster privilege to
prevent non-administrators exfiltrating data.

--

. Create a user and assign it only the built-in `snapshot_user` role.
+
--
The following example creates a new user `snapshot_user` in the
<<native-realm,native realm>>, but it is not important which
realm the user is a member of:

[source,console]
--------------------------------------------------
POST /_security/user/snapshot_user
{
  "password" : "secret",
  "roles" : [ "snapshot_user" ]
}
--------------------------------------------------
// TEST[skip:security is not enabled in this fixture]

--

. Create incremental snapshots authorized as `snapshot_user`.
+
--
The following example shows how to use the create snapshot API to backup
the `.security` index to the `my_backup` repository:

[source,console]
--------------------------------------------------
PUT /_snapshot/my_backup/snapshot_1
{
  "indices": ".security",
  "include_global_state": true <1>
}
--------------------------------------------------
// TEST[continued]

<1> This parameter value captures all the persistent settings stored in the
global cluster metadata as well as other configurations such as aliases and
stored scripts. Note that this includes non-security configuration and that it complements but does not replace the
<<backup-cluster-configuration, filesystem configuration files backup>>.

--

IMPORTANT: The index format is only compatible within a single major version,
and cannot be restored onto a version earlier than the version from which it
originated. For example, you can restore a security snapshot from 6.6.0 into a
6.7.0 cluster, but you cannot restore it to a cluster running {es} 6.5.0 or 7.0.0.

[discrete]
[[backup-security-repos]]
===== Controlling access to the backup repository

The snapshot of the security index will typically contain sensitive data such
as user names and password hashes. Because passwords are stored using
<<hashing-settings, cryptographic hashes>>, the disclosure of a snapshot would
not automatically enable a third party to authenticate as one of your users or
use API keys. However, it would disclose confidential information.

It is also important that you protect the integrity of these backups in case
you ever need to restore them. If a third party is able to modify the stored
backups, they may be able to install a back door that would grant access if the
snapshot is loaded into an {es} cluster.

We recommend that you:

* Snapshot the `.security` index in a dedicated repository, where read and write
access is strictly restricted and audited.
* If there are indications that the snapshot has been read, change the passwords
of the users in the native realm and revoke API keys.
* If there are indications that the snapshot has been tampered with, do not
restore it. There is currently no option for the restore process to detect
malicious tampering.